SEC practice and offerings

Public companies are under increasingly close scrutiny by regulators, society and other stakeholders. They need a knowledgeable, trusted advisor to ensure they are meeting compliance with the host of standards, rules and regulations which they are subject to, as well as to deliver the tax and financial insight that can help their business continue to be successful into the future.

Mazars has the tools and resources at both the national and global levels to fulfill the varied needs of public companies and companies planning to become public. Our professionals possess deep industry and technical knowledge, matched with international experience. We are sought out for our hands-on approach and unique ability to service issuers with locations around the world.

Services to issuers

  • Initial public offerings, registration statements & issuance of comfort letters
  • IPO/SPAC readiness
  • Annual audits & interim reviews in accordance with the PCAOB’s standards
  • Compliance filings such as:
    • Form 10-K          
    • Form 11-K
    • Form 10-Q          
    • Form 20-F
    • Agreed upon procedures, attestation & SOC 1/2 reporting
    • Investment Company Act of 1940 compliance & Investment Advisers Act of 1940
    • Mergers & acquisitions

Other services – non-audit clients

  • Guidance to audit committees & other governance boards
  • Financial statement audit preparation services
  • Internal audit
  • Section 404 – Sarbanes-Oxley Compliance
    Tax law compliance (domestic and foreign) & advisory services
  • Tax provision (GAAP/IFRS), preparation & review
  • Technical accounting compliance & related matters (GAAP and IFRS)
  • IT & cybersecurity consulting

Contact us today, to learn more about our public company services and to discuss how we can help your business succeed.

Mazars is registered with the Public Company Accounting Oversight Board (PCAOB), which oversees audit services provided by CPA firms to SEC issuers and broker-dealers. Read our most recent comment letters here