FS chatroom

Our financial services team discusses the latest trends in the FS industry.

FS chatroom | Model Risk Management and Machine Learning Operations

Hear from the Mazars Data Analytics team on what a Model Risk Management (MRM) governance function is within financial institutions, the challenges and complexities of this function, and how a Machine Learning Operations solution (MLOps) can help improve the overall MRM function.

Listen to podcast

FS chatroom | Broker dealers – 2021 FINRA priorities and registered investment advisors - latest from the SEC division of examinations

Tune in and listen to Barry Goodman and Stephen Strombelline as they discuss FINRA priorities for 2021 and what that means for broker dealers.

For more information, visit 


Listen to podcast 

FS chatroom | SEC extension for broker-dealer annual reporting deadline

The SEC issued a release extending the annual reporting filing deadline for certain smaller broker-dealers by 30 calendar days. The SEC’s release points out some of the challenges that firms and broker-dealers faced under the short 60-day window.

Listen to podcast 

DISCLAIMER:  All information shared on this podcast extends from reputable sources. The views expressed here are meant to serve as suggestive guidance, based on the knowledge and expertise of the host and guests.