FS chatroom | Model Risk Management and Machine Learning Operations
Hear from the Mazars Data Analytics team on what a Model Risk Management (MRM) governance function is within financial institutions, the challenges and complexities of this function, and how a Machine Learning Operations solution (MLOps) can help improve the overall MRM function.
FS chatroom | Broker dealers – Digital assets
Tune in and listen to Barry Goodman and Jessica Raybeck as they discuss cryptocurrencies and how users can leverage the BlockFi platform to manage digital assets.
For more information, visit
https://www.linkedin.com/in/jessicaraybeck
FS chatroom | Broker dealers – 2021 FINRA priorities and registered investment advisors - latest from the SEC division of examinations
Tune in and listen to Barry Goodman and Stephen Strombelline as they discuss FINRA priorities for 2021 and what that means for broker dealers.
For more information, visit
https://www.linkedin.com/in/stephenstrombelline
FS chatroom | SEC extension for broker-dealer annual reporting deadline
The SEC issued a release extending the annual reporting filing deadline for certain smaller broker-dealers by 30 calendar days. The SEC’s release points out some of the challenges that firms and broker-dealers faced under the short 60-day window.
DISCLAIMER: All information shared on this podcast extends from reputable sources. The views expressed here are meant to serve as suggestive guidance, based on the knowledge and expertise of the host and guests.
Contact our leaders
Charles Abraham US Financial Services Practice Leader Boston
Barry Goodman Partner Long Island
Samuel Pizzichillo Partner Long Island
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